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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-10-02 |
Branch Locations
6919 Chancellor Dr Ste A, Cedar Falls, IA 50613-6926 • United States
Waterloo, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roth Jewelers | Waterloo | IA | 06/2012 | 07/2021 |
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 07/2021 | Present |
Outside Employment; K & S Operations; Paraplanner/Employee; Manage advisory business; 6919 Chancellor Drive STE A, , Cedar Falls, IA, 50613; Investment-Related; 07/12/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-29 |
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