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Maureen Livernois-Klimek

Oppenheimer & Co. Inc.

Grosse Pointe Farms, MI

CRD 7401079

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-08
MI RA APPROVED 2023-09-19
  • TX RA
    APPROVED
    Since 2023-11-08
  • MI RA
    APPROVED
    Since 2023-09-19

Branch Locations

63 Kercheval Avenue Suite 300, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc Grosse Pointe Farms MI 07/2021 Present
Frasco Caponigro Wineman Scheible Hauser & Luttmann, Pllc Troy MI 08/2018 06/2021
Zurich North America Southfield MI 12/2016 08/2018
Kanter & Wishnow, Chartered Chevy Chase MD 07/2014 09/2016
  • 07/2021 → Present
    Oppenheimer & Co. Inc
    Grosse Pointe Farms, MI
  • 08/2018 → 06/2021
    Frasco Caponigro Wineman Scheible Hauser & Luttmann, Pllc
    Troy, MI
  • 12/2016 → 08/2018
    Zurich North America
    Southfield, MI
  • 07/2014 → 09/2016
    Kanter & Wishnow, Chartered
    Chevy Chase, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-16
  • S66 Uniform Combined State Law Examination
    2023-09-16
Other Names
  • Maureen Livernois
  • Maureen Elizabeth Livernois
  • Maureen E Livernois-Klimek
  • Maureen Elizabeth Livernois-Klimek

View on SEC IAPD

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DWP
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Nearby Investors

MARK WOJTAS
NOAH EDWARD ROBINSON
ANDREW CAMDEN

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GROSSE POINTE FARMS, MI
DWP · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI

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