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127 South Brand Blvd Suite 232, Glendale, CA 91204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-16 |
Branch Locations
127 South Brand Blvd Suite 232, Glendale, CA 91204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Up&Up Capital, Inc. | Glendale | CA | 01/2021 | Present |
| Minor To Major Capital, Inc. | Glendale | CA | 05/2020 | Present |
| In-Home Supportive Services | Glendale | CA | 04/2002 | Present |
| Independent Trader | Glendale | CA | 06/2006 | 05/2020 |
(1) 2020-Present: Minor To Major Capital, Inc./Investment Related/Glendale, CA/Commodity Trader Adviser/President/Commodity Trader/Involves up to 50% time each month, including during traditional business hours.//(2) 2019-Present: NAAB LLC/Not Investment Related/Las Vegas, NV/Import-Export Business/Manager/Involves approximately two percent time each month, typically after traditional business hours.//(3) 2002-Present: In-Home Supportive Services/Not Investment Related/Glendale, CA/In-Home Health Care/Health Care Provider//Involves approximately five percent time each month, typically after traditional business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-05 |
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