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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-23 |
| SC | RA | APPROVED | 2024-07-23 |
| TX | RA | APPROVED | 2024-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | Present |
| Wykagyl Country Club | New Rochelle | NY | 04/2021 | 10/2021 |
| Wykagyl Country Club | New Rochelle | NY | 09/2020 | 11/2020 |
| Village Of Port Jefferson | Port Jefferson | NY | 04/2020 | 08/2020 |
| Village Of Port Jefferson | Port Jefferson | NY | 05/2019 | 08/2019 |
| Village Of Port Jefferson | Port Jefferson | NY | 05/2018 | 08/2018 |
| Village Of Port Jefferson | Port Jefferson | NY | 05/2017 | 08/2017 |
| Village Of Port Jefferson | Port Jefferson | NY | 03/2016 | 08/2016 |
| Ward Melville High School | Setauket - East Setauket | NY | 09/2015 | 06/2016 |
| Iona College | New Rochelle | NY | 08/2016 | 05/2020 |
| Iona College | New Rochelle | NY | 06/2020 | 05/2021 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-09-07 |
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