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Matthew James Mirocco

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7401003

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-23
SC RA APPROVED 2024-07-23
TX RA APPROVED 2024-07-23
  • NC RA
    APPROVED
    Since 2024-07-23
  • SC RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED
    Since 2024-07-23

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 Present
Wykagyl Country Club New Rochelle NY 04/2021 10/2021
Wykagyl Country Club New Rochelle NY 09/2020 11/2020
Village Of Port Jefferson Port Jefferson NY 04/2020 08/2020
Village Of Port Jefferson Port Jefferson NY 05/2019 08/2019
Village Of Port Jefferson Port Jefferson NY 05/2018 08/2018
Village Of Port Jefferson Port Jefferson NY 05/2017 08/2017
Village Of Port Jefferson Port Jefferson NY 03/2016 08/2016
Ward Melville High School Setauket - East Setauket NY 09/2015 06/2016
Iona College New Rochelle NY 08/2016 05/2020
Iona College New Rochelle NY 06/2020 05/2021
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 04/2021 → 10/2021
    Wykagyl Country Club
    New Rochelle, NY
  • 09/2020 → 11/2020
    Wykagyl Country Club
    New Rochelle, NY
  • 04/2020 → 08/2020
    Village Of Port Jefferson
    Port Jefferson, NY
  • 05/2019 → 08/2019
    Village Of Port Jefferson
    Port Jefferson, NY
  • 05/2018 → 08/2018
    Village Of Port Jefferson
    Port Jefferson, NY
  • 05/2017 → 08/2017
    Village Of Port Jefferson
    Port Jefferson, NY
  • 03/2016 → 08/2016
    Village Of Port Jefferson
    Port Jefferson, NY
  • 09/2015 → 06/2016
    Ward Melville High School
    Setauket - East Setauket, NY
  • 08/2016 → 05/2020
    Iona College
    New Rochelle, NY
  • 06/2020 → 05/2021
    Iona College
    New Rochelle, NY
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-07
  • S63 Uniform Securities Agent State Law Examination
    2021-09-07
Designations
  • Certified Financial Planner
Other Names
  • Matt Mirocco
  • Matthew Mirocco

View on SEC IAPD

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