Thomas Jae Robertson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-12-01

MN RA
APPROVED

Since 2025-12-01

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

1809 Plymouth Rd Ste 1, Minnetonka, MN 55305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bank	Saint Anthony	MN	07/2015	06/2021
U.S. Bancorp Investments, Inc.	Saint Anthony	MN	06/2021	06/2022
Alerus Financial	Minneapolis	MN	06/2022	09/2025
Infinex Investments, Inc.	Meriden	CT	07/2022	09/2025
Wells Fargo Clearing Services, Llc	Wayzata	MN	11/2025	Present
Wells Fargo Bank, Na	Wayzata	MN	10/2025	Present

07/2015 → 06/2021

U.S. Bank

Saint Anthony, MN
06/2021 → 06/2022

U.S. Bancorp Investments, Inc.

Saint Anthony, MN
06/2022 → 09/2025

Alerus Financial

Minneapolis, MN
07/2022 → 09/2025

Infinex Investments, Inc.

Meriden, CT
11/2025 → Present

Wells Fargo Clearing Services, Llc

Wayzata, MN
10/2025 → Present

Wells Fargo Bank, Na

Wayzata, MN

Other Businesses

RUM RIVER HILLS GOLF COURSE; NOT INV RELATED; RAMSEY,MN; GOLF COURSE; START DATE: 03/01/2024; 24 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-25
S63	Uniform Securities Agent State Law Examination	2021-10-09

S65 Uniform Investment Adviser Law Examination

2025-11-25
S63 Uniform Securities Agent State Law Examination

2021-10-09

Other Names

Thomas Jae Robertson
Thomas Robertson

View on SEC IAPD