Nancy Weijia Lu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Bofa Securities, Inc
  City Of Industry, CA
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

I*909255 For profit or not for profit: Entity Charitable Name of outside business organization: Center for The Pacific-Asian Family, Inc Investment related: N Address of business: Los Angeles, California, 90010 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 2/2/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Board Member, primary responsibilities include fund raising and marketing for the organization

Exams

• S66 Uniform Combined State Law Examination
  2022-09-09
• S63 Uniform Securities Agent State Law Examination
  2021-10-28

Other Names

• Nancy Lu
• Weijia Lu
• Nancy Weija Lu