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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-10 |
| KS | RA | APPROVED | 2021-09-15 |
Branch Locations
10975 Benson Drive Suite 300, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Kansas | Lawrence | KS | 08/2017 | 05/2021 |
| Massmutual Life Insurance Co | Overland Park | KS | 06/2021 | Present |
| Mml Investors Services, Llc | Overland Park | KS | 06/2021 | Present |
| Anderson County High School | Garnett | KS | 07/2014 | 07/2017 |
NAME: MATTHEW DIEKER INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: AGENT START DATE: 07/14/2023 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: SALES, SERVICE OF INSURANCE OUTSIDE OF MMLIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-08 |
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