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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-08-24 |
| NC | RA | APPROVED | 2022-08-23 |
| TX | RA | APPROVED | 2022-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2022 | Present |
| Virginia Tech | Blacksburg | VA | 08/2018 | 05/2022 |
| Edward Jones | Saint Louis | MO | 07/2021 | 11/2021 |
| Self-Employed | Norfolk | VA | 03/2021 | 06/2021 |
| Self-Employed | Norfolk | VA | 07/2020 | 07/2020 |
| Self-Employed | Blacksburg | VA | 11/2020 | 12/2021 |
| Espressoasis | Blacksburg | VA | 08/2019 | 03/2020 |
| Taste Unlimited | Chesapeake | VA | 05/2019 | 08/2019 |
| Trinity Church | Virginia Beach | VA | 06/2017 | 08/2017 |
| Trinity Church | Virginia Beach | VA | 06/2019 | 07/2019 |
| Norfolk Christian Schools | Norfolk | VA | 08/2014 | 06/2018 |
| Self-Employed | Charlotte | NC | 02/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2022 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT- RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: MUSIC POSITION: OWNER START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 25 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAKE AND UPLOAD MUSIC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-22 |
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