Best Investors Account Sign in

Alba Iris Santana

Morgan Stanley

Purchase, NY

CRD 7399957

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-02
  • NY RA
    APPROVED
    Since 2022-04-02

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Purchase NY 08/2021 Present
Wavemaker New York City NY 01/2021 07/2021
Let's Get Ready New York City NY 05/2019 08/2020
Five Below Bronx NY 06/2015 09/2017
Union College Schenectady NY 09/2016 06/2020
Unemployed Bronx NY 08/2020 01/2021
  • 08/2021 → Present
    Morgan Stanley Smith Barney Llc
    Purchase, NY
  • 01/2021 → 07/2021
    Wavemaker
    New York City, NY
  • 05/2019 → 08/2020
    Let's Get Ready
    New York City, NY
  • 06/2015 → 09/2017
    Five Below
    Bronx, NY
  • 09/2016 → 06/2020
    Union College
    Schenectady, NY
  • 08/2020 → 01/2021
    Unemployed
    Bronx, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-02
S63 Uniform Securities Agent State Law Examination 2021-09-07
  • S65 Uniform Investment Adviser Law Examination
    2022-04-02
  • S63 Uniform Securities Agent State Law Examination
    2021-09-07
Other Names
  • Alba Julia Plasencia

View on SEC IAPD

More in Purchase, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor