Richard Matthew Decker

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 05/2017
  Usaa Imco
  Tampa, FL
• 07/2017 → 12/2019
  Raymond James Financial Services, Inc
  St. Petersburg, FL
• 06/2017 → 07/2017
  Raymond James Associates
  St. Petersburg, FL
• 07/2017 → 12/2019
  Raymond James Financial Services Advisors Inc.
  St. Petersburg, FL
• 04/2018 → 12/2019
  Raymond James & Associates, Inc
  Saint Petersburg, FL
• 12/2019 → 12/2022
  Lpl Financial Llc
  Lutz, FL
• 12/2022 → Present
  Principal Life Insurance Company
  Lutz, FL
• 12/2022 → Present
  Principal Securities Inc
  Lutz, FL

Previous Registrations

• 2020-01-13 → 2022-12-16
  Lpl Financial Llc
  Fort Mill, SC
  Lutz, FL
  Lutz, FL
  Fort Mill, SC
• 2018-05-10 → 2019-12-11
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 2017-07-18 → 2019-12-11
  Raymond James Financial Services Advisors, Inc
  St. Petersburg, FL
• 2014-03-10 → 2017-06-08
  Usaa Financial Planning Services
  Tampa, FL
  Lutz, FL
• 2011-06-28 → 2014-01-27
  Trustmont Advisory Group, Inc.
  Greensburg, PA
• 2013-07-25 → 2013-12-17
  Darwin Wealth Management
  New Port Richey, FL
  Dunedin, FL
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2011-04-23
• S63 Uniform Securities Agent State Law Examination
  2007-02-27

Designations

• Certified Financial Planner

Other Names

• Richard Matt Decker
• Richard Matthew Decker
• Richard Decker
• Richard M Decker