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Employer firm

First Heartland Consultants, Inc. CRD 110377

$2.09B regulatory AUM 42 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-04-27
  • OH RA
    APPROVED
    Since 2023-04-27

Branch Locations

3130 Winding Woods Dr, Powell, OH 43065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pickerington Pickerington OH 06/2012 06/2018
Ohio State University Columbus OH 08/2018 12/2021
Blue Monkey Pickerington OH 08/2016 03/2020
Unemployed Pickerington OH 01/2021 04/2021
Abel Financial Powell OH 05/2021 08/2021
Unemployed Pickerington OH 01/2022 03/2022
Abel Financial Powell OH 04/2022 Present
  • 06/2012 → 06/2018
    Pickerington
    Pickerington, OH
  • 08/2018 → 12/2021
    Ohio State University
    Columbus, OH
  • 08/2016 → 03/2020
    Blue Monkey
    Pickerington, OH
  • 01/2021 → 04/2021
    Unemployed
    Pickerington, OH
  • 05/2021 → 08/2021
    Abel Financial
    Powell, OH
  • 01/2022 → 03/2022
    Unemployed
    Pickerington, OH
  • 04/2022 → Present
    Abel Financial
    Powell, OH
Other Businesses

ABEL FINANCIAL STRATEGIES, Investment related., Marketing of insurance and financial services., Agent/Broker, Start Date: 09/12/2022 Rubble, LLC, Not Investment related, Invest in land to build rental property on., OWNER/PART OWNER, Start Date: 06/01/2021 PYAA Bowling. Not Investment Related. Youth bowling program coordinator. Volunteer. Start Date: 12/1/2019 First Heartland Consultants, Inc., Investment related, Investment Advisory Services., IAR, Start Date: 06/01/2023 PYAA Flag Football. Referee. Seasonal. Not investment related. Contractor. Start date: 4/12/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2022-09-09

View on SEC IAPD

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