Trevor Raymond Wasbotten

Current Employers

Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-10-15
WI	RA	APPROVED	2024-10-01

MN RA
APPROVED

Since 2024-10-15
WI RA
APPROVED

Since 2024-10-01

Branch Locations

710 Commerce Drive Suite 150, Woodbury, MN 55125 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Woodbury	MN	06/2021	Present
Exeter Wealth Management	Woodbury	MN	06/2021	Present
University Of Wisconsin - Madison	Madison	WI	09/2017	05/2021
Mill's Fleet Farm	Hudson	WI	05/2018	08/2018
Uw Athletics	Madison	WI	10/2017	05/2018
Hudson High School	Hudson	WI	09/2013	06/2017

06/2021 → Present

Lpl Financial Llc

Woodbury, MN
06/2021 → Present

Exeter Wealth Management

Woodbury, MN
09/2017 → 05/2021

University Of Wisconsin - Madison

Madison, WI
05/2018 → 08/2018

Mill's Fleet Farm

Hudson, WI
10/2017 → 05/2018

Uw Athletics

Madison, WI
09/2013 → 06/2017

Hudson High School

Hudson, WI

Other Businesses

1. 05/09/2022 - No Business Name - Investment Related - Saint Paul MN, 55118 - Real Estate Rental - Start Date - 06/01/2022 - 10 Hours Per Month/ 0 Hours During Securities Trading. 2. 11/07/2022 - Innovative Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/12/2022 - 40 Hours Per Month/0 Hours During Securities Trading. 3. 10/08/2024 - Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/09/2021 - 160 Hours Per Month/ 7 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/08/2024 - Innovative Planning Group - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/09/2021 - 160 Hours Per Month/ 7 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-17

S66 Uniform Combined State Law Examination

2022-03-17