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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-20 |
Branch Locations
444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quinn Company | Industry | CA | 07/2008 | 04/2022 |
| New York Life Insurance Company | San Dimas | CA | 02/2022 | 11/2025 |
| Nylife Securities Llc | San Dimas | CA | 06/2021 | 11/2025 |
| Mml Investors Services, Llc | Los Angeles | CA | 11/2025 | Present |
| Massmutual Life Insurance Co | Los Angeles | CA | 11/2025 | Present |
| Lenox Advisors | Los Angeles | CA | 10/2025 | Present |
(1) NAME: Ana Mayhall/Lenox Advisors, INV REL: Y, ADD: 444 S. Flower Street, Suite 4200, Los Angeles, CA 90071, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 10/27/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: Life, Disability, Long-term Care, Fixed Annuities, Health (2) NAME: Ladera Palma PTA, INV REL: N, ADD: 2151 East Brookdale Ave, La Habra, CA 90631, NATURE: Parent Teacher Association, POSITION: Treasurer, START DATE: 08/01/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 4, DUTIES: Treasurer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-30 |
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