Matthew Thorpe Roberts

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
NC	RA	APPROVED	2024-12-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	06/2021	11/2024
Majestic Meats	Patchogue	NY	06/2020	07/2020
Universidad Pablo De Olavide	Seville		01/2020	05/2020
Clarion Hotel And Conference Center	Ronkonkoma	NY	05/2019	08/2019
Be Bold Marketing Agency	New York	NY	05/2019	05/2019
University Of South Carolina	Columbia	SC	08/2017	05/2021
Pentimento Restaurant	Stony Brook	NY	06/2016	08/2018
Ward Melville High School	Setauket	NY	09/2014	06/2017
Doordash	Charlotte	NC	09/2021	04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	11/2024	Present
Bank Of America, N.A.	Charlotte	NC	01/2025	Present

06/2021 → 11/2024

The Vanguard Group, Inc.

Charlotte, NC
06/2020 → 07/2020

Majestic Meats

Patchogue, NY
01/2020 → 05/2020

Universidad Pablo De Olavide

Seville
05/2019 → 08/2019

Clarion Hotel And Conference Center

Ronkonkoma, NY
05/2019 → 05/2019

Be Bold Marketing Agency

New York, NY
08/2017 → 05/2021

University Of South Carolina

Columbia, SC
06/2016 → 08/2018

Pentimento Restaurant

Stony Brook, NY
09/2014 → 06/2017

Ward Melville High School

Setauket, NY
09/2021 → 04/2023

Doordash

Charlotte, NC
11/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
01/2025 → Present

Bank Of America, N.A.

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-23
S63	Uniform Securities Agent State Law Examination	2021-08-31

Other Firms