Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2022-03-31 |
Branch Locations
Hot Springs Village, AR • United States
3000 Schwab Way, Westlake, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Plano | TX | 06/2009 | 03/2022 |
| Charles Schwab & Co., Inc. | Westlake | TX | 03/2022 | Present |
1) Finra Arbitrator | Investment Related:No|Security/Surveillance|Finra Arbitrator|1/1/2016|Less than 20|0|Work on a panel for complaints with broker dealers and FINRA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-24 |
Reach out to this advisor