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Catherine Adele Kipling

Kipling & Co.

Sandia Park, NM

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Current Employers
Kipling & Co.

Sandia Park, NM • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-06-19
MT RA APPROVED 2015-11-19
  • NM RA
    APPROVED
    Since 2026-06-19
  • MT RA
    APPROVED
    Since 2015-11-19

Branch Locations

Sandia Park, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kipling & Co. Hamilton MT 10/2015 Present
Previous Registrations
  • 2013-06-04 → 2015-10-16
    Invest Financial Corporation
    Victor, MT
    Stevensville, MT
    Florence, MT
    Missoula, MT
    Lolo, MT
    Hamilton, MT
    Darby, MT
  • 2006-07-05 → 2013-04-11
    D.A. Davidson & Co.
    Hamilton, MT
  • 2005-04-06 → 2006-02-21
    Securian Financial Services, Inc.
    St Louis, MO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-05
  • S66 Uniform Combined State Law Examination
    2005-04-05
Other Names
  • Catherine Adele Nute
  • Cathie Lawder
  • Catherine Adele Lawder

View on SEC IAPD

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