Cedric Nigel Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 05/2019
  Upper Manhattan Empowerment Zone Development Corporation
  New York, NY
• 06/2019 → 06/2021
  Unemployed
  Providence, RI
• 06/2021 → 12/2022
  New York Life Insurance Co
  Johnston, RI
• 12/2021 → 12/2022
  Nylife Securities Llc
  Johnston, RI
• 12/2022 → 03/2024
  Mml Investors Services
  Warwick, RI
• 12/2022 → 03/2024
  Massmutual Life Insurance Co
  Warwick, RI
• 06/2024 → 11/2024
  Pruco Securities, Llc.
  Warwick, RI
• 11/2024 → 07/2025
  The Prudential Insurance Company Of America
  Warwick, RI
• 11/2024 → 07/2025
  Lpl Enterprise, Llc
  Warwick, RI
• 07/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
• 10/2021 → 03/2024
  Esop One
  Providence, RI
• 10/2025 → Present
  Bank Of America, N.A
  Providence, RI

Previous Registrations

• 2024-11-14 → 2025-07-21
  Lpl Enterprise, Llc
  Warwick, RI
• 2024-10-28 → 2024-11-14
  Pruco Securities, Llc.
  Warwick, RI

Other Businesses

I*2654297, Entity Type Entity Charitable, Name of OBA: M B Address: ProvidenceRhode Island02906 Investment Related: No Position, Title, Association: Committee,Board MemberEmployee Start Date: 08/01/2025No Hours: 10 monthly No Hours during trading: 0 Duties: As a board member and committee member of the Operations and Finance and Compliance, my activity is to add comment, guidance and opinion to the collective leadership of the school. The organization is an independent Quaker school offering a quality education from pre-school through high school.

Exams

• S66 Uniform Combined State Law Examination
  2024-10-28
• S63 Uniform Securities Agent State Law Examination
  2022-12-09