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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-01-19
CO RA APPROVED 2024-01-11
  • AZ RA
    APPROVED
    Since 2024-01-19
  • CO RA
    APPROVED
    Since 2024-01-11

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

2929 N Central Avenue, Floor 14, Phoenix, AZ 85012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mp Advisors Llc Phoenix AZ 06/2021 06/2022
Bbva Usa Scottsdale AZ 06/2020 07/2020
Profitable Good Group Los Angeles CA 08/2019 12/2019
Genies Inc Los Angeles CA 11/2018 05/2019
Usc Marshall Technology Support Los Angeles CA 02/2018 05/2019
River Way Ranch Camp Sanger CA 05/2018 08/2018
River Way Ranch Camp Sanger CA 05/2019 08/2019
University Of Southern California Los Angeles CA 08/2017 05/2021
Chaparral High School Scottsdale AZ 08/2013 05/2017
Raymond James Financial Services, Inc. Phoenix AZ 06/2021 06/2022
Simplicity Group Phoenix AZ 08/2022 Present
The Leaders Group Inc Littleton CO 09/2023 Present
  • 06/2021 → 06/2022
    Mp Advisors Llc
    Phoenix, AZ
  • 06/2020 → 07/2020
    Bbva Usa
    Scottsdale, AZ
  • 08/2019 → 12/2019
    Profitable Good Group
    Los Angeles, CA
  • 11/2018 → 05/2019
    Genies Inc
    Los Angeles, CA
  • 02/2018 → 05/2019
    Usc Marshall Technology Support
    Los Angeles, CA
  • 05/2018 → 08/2018
    River Way Ranch Camp
    Sanger, CA
  • 05/2019 → 08/2019
    River Way Ranch Camp
    Sanger, CA
  • 08/2017 → 05/2021
    University Of Southern California
    Los Angeles, CA
  • 08/2013 → 05/2017
    Chaparral High School
    Scottsdale, AZ
  • 06/2021 → 06/2022
    Raymond James Financial Services, Inc.
    Phoenix, AZ
  • 08/2022 → Present
    Simplicity Group
    Phoenix, AZ
  • 09/2023 → Present
    The Leaders Group Inc
    Littleton, CO
Other Businesses

1.) SIMPLICITY GROUP - 8/1/2022 - 2909 N Central Avenue, Floor 14, Phoenix, AZ 85012 - Sales recruiter, Call advisors to join simplicity, Not Invt Rel, Ins business, 150 hrs/mo; 150 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 9/12/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-23
  • S66 Uniform Combined State Law Examination
    2022-08-23

View on SEC IAPD

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