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Current Employers
Quincy Wells Advisors, Llc

145 South Wells, Ste 1301, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-02

Branch Locations

145 South Wells, Ste 1301, Chicago, IL 60606 • United States

Dallas, TX • United States

Lee Financial Company, Llc

8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-17
  • TX RA
    APPROVED
    Since 2025-06-17

Branch Locations

8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce Street Investment Management Dallas TX 04/2021 03/2025
Larry Thompson & Assoc. Dallas TX 04/2011 12/2016
Fund Evaluation Group Dallas TX 12/2016 06/2019
Guidestone Dallas TX 06/2019 04/2021
Lee Financial Company Dallas TX 04/2025 Present
Quincy Wells Advisors, Llc Dallas TX 06/2026 Present
  • 04/2021 → 03/2025
    Dallas, TX
  • 04/2011 → 12/2016
    Larry Thompson & Assoc.
    Dallas, TX
  • 12/2016 → 06/2019
    Fund Evaluation Group
    Dallas, TX
  • 06/2019 → 04/2021
    Guidestone
    Dallas, TX
  • 04/2025 → Present
    Lee Financial Company
    Dallas, TX
  • 06/2026 → Present
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-25
  • S65 Uniform Investment Adviser Law Examination
    2021-06-25

View on SEC IAPD

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