Carol Frances Guidry

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → 05/2024
  Truist Investment Services,Inc.
  Charlotte, NC
• 06/2021 → 08/2021
  Truist
  Atlanta, GA
• 08/2018 → 05/2022
  University Of Georgia
  Athens, GA
• 04/2017 → 07/2019
  Metairie Park County Day
  Metairie, LA
• 08/2005 → 05/2018
  Metairie Park Country Day
  Metairie, LA
• 12/2022 → 05/2024
  Truist Advisory Services, Inc.
  Charlotte, NC
• 05/2024 → Present
  Ubs Financial Services, Inc
  Charlotte, NC

Previous Registrations

• 2022-12-05 → 2024-05-10
  Truist Advisory Services, Inc.
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-11-21
• S63 Uniform Securities Agent State Law Examination
  2022-10-17

Other Names

• Carol Frances Guidry
• Carol Guidry