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Kelly Michelle Howe

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7396608

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-10-30
NC RA APPROVED 2021-09-14
TX RA APPROVED 2021-09-14
  • GA RA
    APPROVED
    Since 2023-10-30
  • NC RA
    APPROVED
    Since 2021-09-14
  • TX RA
    APPROVED
    Since 2021-09-14

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 Present
Market Force Information Eatonton GA 05/2016 12/2023
University Of Georgia Athens GA 08/2020 05/2021
The Kroger Company Milledgeville GA 04/2020 07/2020
University Of Georgia Athens GA 06/2019 05/2020
University Of Georgia Athens GA 10/2017 06/2019
University Of Georgia Athens GA 08/2016 05/2020
University Of Georgia Athens GA 05/2020 05/2021
Chief Financial Mom Charlotte NC 01/2022 04/2023
Financial Behavior Keynote Group Charlotte NC 04/2023 07/2024
Vanguard Marketing Corporation Charlotte NC 06/2021 Present
Vanguard Advisers, Inc. Charlotte NC 09/2021 Present
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2016 → 12/2023
    Market Force Information
    Eatonton, GA
  • 08/2020 → 05/2021
    University Of Georgia
    Athens, GA
  • 04/2020 → 07/2020
    The Kroger Company
    Milledgeville, GA
  • 06/2019 → 05/2020
    University Of Georgia
    Athens, GA
  • 10/2017 → 06/2019
    University Of Georgia
    Athens, GA
  • 08/2016 → 05/2020
    University Of Georgia
    Athens, GA
  • 05/2020 → 05/2021
    University Of Georgia
    Athens, GA
  • 01/2022 → 04/2023
    Chief Financial Mom
    Charlotte, NC
  • 04/2023 → 07/2024
    Financial Behavior Keynote Group
    Charlotte, NC
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 09/2021 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-12
  • S66 Uniform Combined State Law Examination
    2021-08-12
Other Names
  • Kelly Howe

View on SEC IAPD

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