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Maurilio Ballines

LPl Financial LLC

Monroe, NC

Fort Mill, SC

CRD 7396573

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-22
NC RA APPROVED 2026-06-02
SC RA APPROVED 2026-06-02
  • TX RA
    APPROVED
    Since 2026-06-22
  • NC RA
    APPROVED
    Since 2026-06-02
  • SC RA
    APPROVED
    Since 2026-06-02

Branch Locations

Monroe, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 06/2021 Present
Wells Fargo Charlotte NC 06/2020 06/2021
Lowe's Companies Inc Mooresville NC 11/2019 03/2020
Unc Charlotte Charlotte NC 06/2016 12/2019
  • 06/2021 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 06/2020 → 06/2021
    Wells Fargo
    Charlotte, NC
  • 11/2019 → 03/2020
    Lowe's Companies Inc
    Mooresville, NC
  • 06/2016 → 12/2019
    Unc Charlotte
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-02
  • S66 Uniform Combined State Law Examination
    2026-06-02
Other Names
  • Maury Ballines

View on SEC IAPD

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