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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Worldwide Express | Santa Ana | CA | 01/2011 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2021 | Present |
| Northwestern Mutual Investment Services Llc | Irvine | CA | 08/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2022 | Present |
1. 100% OWNER, MERCHANDISE SALES, 2000 CORPORATE DR. SUITE 910, LADERA RANCH, , CALIFORNIA, 92694, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 2/3/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUYING A SELLING MERCHANDISE AS SOME SIDE MONEY non-investment related. 2. 42.5% OWNER, OUTSIDE SHIPPING CONSULTANT, 2000 CORPORATE DR. SUITE 910, LADERA RANCH, , CALIFORNIA, 92694, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 2/3/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CONNECT LOCAL BUSINESSES WITH UNISHIPPERS SHIPPING SERVICES - WHO IS A SHIPPING COMPANY OWNED BY WORLDWIDE EXPRESS MY OLD COMPANY; NOT INVESTMENT RELATED. 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-26 |
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