Kyle Thomas Waugh

Current Employers

Employment History

• 11/2004 → Present
  Financial Directions
  Colorado Springs, CO
• 04/2007 → Present
  Sigma Planning Corporation
  Ann Arbor, MI
• 08/2014 → Present
  Parkland Securities
  Ann Arbor, MI

Other Businesses

1. DBA - Agora Wealth Management: Sales of securities and insurance. I hold various traditional appointments with various traditional companies. Start date: 1/11/03, approx. 160 hrs/mo. INV REL: Y 2. OWNER - KYLE WAUGH SALES - AFTER MARKET AUTOMOTIVE PERFORMANCE PARTS/ FABRICATION - RELATED ITEMS. 3. I CURRENTLY RENT 2 PROPERTIES THAT I CO-OWN AND COLLECT PASSIVE INCOME. Start date: 2/2/16, approx. 2 hrs/mo, none during market hours. Not investment related. 4. 20% owner of Carragh Properties, LLC, Colorado Springs, CO. Purchase of building / property to house business office as well as other tenants. Start date: 4/1/17, approx. 2 hrs/mo. 5. Owner/operator - JKLOL LLC, a company used to operate my YouTube channel covering spiritual topics and DIY projects. Start date: 1/17/25, approx. 10 hrs/mo outside of trading hrs. Not investment related. 6. Sole member - Dark Knight Financial and Equipment LLC, Colorado Springs, CO. Organized to track business expenses. Start date: 1/1/21, approx. 1.5 hrs/mo, none during trading hrs. 7. Walker Agency, LLC, Colorado Springs, CO. Participate in referral program and receive a fee for qualified referrals. Start date: 11/5/25, approx. 1 hr/mo, none during mkt hrs. INV REL: N

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-04-29
• S65 Uniform Investment Adviser Law Examination
  2007-04-17

Other Names

• Kyle T Waugh