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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-14
  • FL RA
    APPROVED
    Since 2023-09-14

Branch Locations

Wesley Chapel, FL • United States

Valrico, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sign Language Interpreter Tampa FL 05/2016 09/2018
Sorenson Communications Tampa FL 11/2016 Present
Real Estate Agent/Self Employed Tampa FL 02/2019 08/2020
Offerpad Tampa FL 08/2020 11/2022
Northwestern Mutual Investment Services Llc Tampa FL 06/2021 08/2022
Mml Investors Services, Llc Wesley Chapel FL 11/2022 09/2023
Massmutual Life Insurance Company Wesley Chapel FL 10/2022 09/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2021 09/2022
Cetera Financial Specialists Llc Schaumburg IL 09/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2023 Present
Opta Financial Valrico FL 08/2022 Present
Jon Sahlin Cpa Schaumburg IL 03/2026 Present
  • 05/2016 → 09/2018
    Sign Language Interpreter
    Tampa, FL
  • 11/2016 → Present
    Sorenson Communications
    Tampa, FL
  • 02/2019 → 08/2020
    Real Estate Agent/Self Employed
    Tampa, FL
  • 08/2020 → 11/2022
    Offerpad
    Tampa, FL
  • 06/2021 → 08/2022
    Northwestern Mutual Investment Services Llc
    Tampa, FL
  • 11/2022 → 09/2023
    Wesley Chapel, FL
  • 10/2022 → 09/2023
    Massmutual Life Insurance Company
    Wesley Chapel, FL
  • 07/2021 → 09/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2023 → Present
    Schaumburg, IL
  • 08/2022 → Present
    Opta Financial
    Valrico, FL
  • 03/2026 → Present
    Jon Sahlin Cpa
    Schaumburg, IL
Previous Registrations
Other Businesses

1) OPTA FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENT SERVICES, 40H/WEEK, SINCE 08/2022 2) JOE WALKER REALTY - THE MCCOLEMAN TEAM, MARIAH PEASTER REAL ESTATE, NOT INVESTMENT RELATED, BRANDON, FL, INDEPENDENT CONTRACTOR, COMMERCIAL AND RESIDENTIAL REAL ESTATE SALES, 5H/WEEK, SINCE 05/2023. 3) SORENSON COMMUNICATIONS, NOT INVESTMENT RELATED, TAMPA, FL, EMPLOYEE, SIGN LANGUAGE INTERPRETING FOR THE DEAF, 5H/WEEK, 4H/WEEK DURING TRADING HOURS, SINCE 11/2016 4) NAME OF OTHER BUSINESS: JON SAHLIN CPA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS BOOKKEEPING & TAXES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: BOOKKEEPER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06
Other Names
  • Mariah Peaster

View on SEC IAPD

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