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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sign Language Interpreter | Tampa | FL | 05/2016 | 09/2018 |
| Sorenson Communications | Tampa | FL | 11/2016 | Present |
| Real Estate Agent/Self Employed | Tampa | FL | 02/2019 | 08/2020 |
| Offerpad | Tampa | FL | 08/2020 | 11/2022 |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 06/2021 | 08/2022 |
| Mml Investors Services, Llc | Wesley Chapel | FL | 11/2022 | 09/2023 |
| Massmutual Life Insurance Company | Wesley Chapel | FL | 10/2022 | 09/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2021 | 09/2022 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2023 | Present |
| Opta Financial | Valrico | FL | 08/2022 | Present |
| Jon Sahlin Cpa | Schaumburg | IL | 03/2026 | Present |
1) OPTA FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENT SERVICES, 40H/WEEK, SINCE 08/2022 2) JOE WALKER REALTY - THE MCCOLEMAN TEAM, MARIAH PEASTER REAL ESTATE, NOT INVESTMENT RELATED, BRANDON, FL, INDEPENDENT CONTRACTOR, COMMERCIAL AND RESIDENTIAL REAL ESTATE SALES, 5H/WEEK, SINCE 05/2023. 3) SORENSON COMMUNICATIONS, NOT INVESTMENT RELATED, TAMPA, FL, EMPLOYEE, SIGN LANGUAGE INTERPRETING FOR THE DEAF, 5H/WEEK, 4H/WEEK DURING TRADING HOURS, SINCE 11/2016 4) NAME OF OTHER BUSINESS: JON SAHLIN CPA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS BOOKKEEPING & TAXES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: BOOKKEEPER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-06 |
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