Mariella Ann Caruso

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-05-18
IL	RA	APPROVED	2026-05-15
NY	RA	APPROVED	2026-05-15
CA	RA	APPROVED	2026-05-14
TX	RA	APPROVED_RES	2026-05-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Adviceperiod / Mariner Wealth Advisors	Los Angeles	CA	09/2021	08/2023
D.A. Davidson & Co.	Pasadena	CA	06/2021	08/2021
Self-Employed	Orange	CA	09/2020	06/2021
Pure Barre	Orange	CA	12/2019	03/2020
Fork And Salad	Orange	CA	09/2019	03/2020
Topside Bar & Grill	Steilacoon	WA	06/2018	09/2019
Chapman University	Orange	CA	09/2018	12/2021
Ieq Capital, Llc	Los Angeles	CA	09/2023	05/2024
Capital Group / Capital Group Private Client Services, Inc.	Los Angeles	CA	10/2024	Present
Unemployed	Los Angeles	CA	05/2024	10/2024
Bellarmine Preparatory School	Tacoma	WA	07/2014	06/2018

09/2021 → 08/2023

Adviceperiod / Mariner Wealth Advisors

Los Angeles, CA
06/2021 → 08/2021

D.A. Davidson & Co.

Pasadena, CA
09/2020 → 06/2021

Self-Employed

Orange, CA
12/2019 → 03/2020

Pure Barre

Orange, CA
09/2019 → 03/2020

Fork And Salad

Orange, CA
06/2018 → 09/2019

Topside Bar & Grill

Steilacoon, WA
09/2018 → 12/2021

Chapman University

Orange, CA
09/2023 → 05/2024

Ieq Capital, Llc

Los Angeles, CA
10/2024 → Present

Capital Group / Capital Group Private Client Services, Inc.

Los Angeles, CA
05/2024 → 10/2024

Unemployed

Los Angeles, CA
07/2014 → 06/2018

Bellarmine Preparatory School

Tacoma, WA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-06-03

Other Firms