Emma Delaney Alexander

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-15

TX RA
APPROVED

Since 2021-09-15

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Dallas	TX	06/2021	Present
J.P. Morgan Securities Llc	Dallas	TX	06/2021	Present
Kpmg Llp	Dallas	TX	10/2015	06/2021

06/2021 → Present

Jpmorgan Chase Bank, N.A.

Dallas, TX
06/2021 → Present

J.P. Morgan Securities Llc

Dallas, TX
10/2015 → 06/2021

Kpmg Llp

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-04

S66 Uniform Combined State Law Examination

2021-09-04

Other Names

Emma Delaney Mclean

View on SEC IAPD

Employer firm

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Exams

Other Names

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