Kenneth Lamar Walton

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 08/2023
  Securian Financial Services Inc
  Saint Paul, MN
• 07/2021 → 08/2023
  Minnesota Life Insurance Company
  Saint Paul, MN
• 07/2021 → 08/2023
  Wealth Strategies Financial Group
  Southfield, MI
• 04/2018 → 11/2019
  At&T
  Birmingham, MI
• 07/2014 → 02/2018
  Kroger
  Rochester, MI
• 01/2021 → 04/2021
  Unemplyoyed
  Detroit, MI
• 06/2021 → 07/2021
  Wealth Strategies Financial Group
  Southfield, MI
• 09/2013 → 12/2020
  Oakland University
  Rochester, MI
• 08/2023 → 02/2026
  Cetera Wealth Services, Llc
  Southfield, MI
• 08/2023 → 02/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2025 → 01/2026
  Best Buy
  Novi, MI
• 03/2026 → Present
  Ubs Financial Services, Inc
  Chicago, IL

Previous Registrations

• 2023-08-10 → 2026-02-11
  Cetera Investment Advisers Llc
  Southfield, MI
  Farmington Hills, MI
• 2021-10-05 → 2023-08-10
  Securian Financial Services, Inc.
  Southfield, MI
  St. Paul, MN

Exams

• S66 Uniform Combined State Law Examination
  2021-09-27

Other Names

• Kenneth Walton