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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-11-07
MI RA APPROVED 2021-12-16
  • GA RA
    APPROVED
    Since 2022-11-07
  • MI RA
    APPROVED
    Since 2021-12-16

Branch Locations

29800 Telegraph Road, Southfield, MI 48034 • United States

Bloomfield Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Southfield MI 10/2021 Present
Charles William Group Llc Hazel Park MI 03/2016 Present
The Emory Ferndale MI 05/2013 03/2020
Guardian Life Insurance Company Southfield MI 05/2021 Present
Guardian Life Insurance Company Bloomfield Hills MI 06/2024 Present
Park Avenue Securities Bloomfield Hills MI 06/2024 Present
  • 10/2021 → Present
    Park Avenue Securities
    Southfield, MI
  • 03/2016 → Present
    Charles William Group Llc
    Hazel Park, MI
  • 05/2013 → 03/2020
    The Emory
    Ferndale, MI
  • 05/2021 → Present
    Guardian Life Insurance Company
    Southfield, MI
  • 06/2024 → Present
    Guardian Life Insurance Company
    Bloomfield Hills, MI
  • 06/2024 → Present
    Park Avenue Securities
    Bloomfield Hills, MI
Other Businesses

1) Charles William Group LLC, Start Date: 01/03/2015, 23778 Cayuga AVE, Hazel Park, MI 48030, 1 total hour per month: 0 during securities trading hours, Non-Investment related, Less than 10% annual compensation, 2) Amplify Group LLC, Start Date: 01/01/2021, 3021 Betsy Ross Dr, Bloomfield Hills MI 48304, 4 total hours per month: 4 during securities trading hours, Non-Investment Related, Less than 10% annual compensation, 3) Amplify Group LLC (Eastern Palace Club), Start Date: 1/17/2023, Address: 21509 John R. Rd., Hazel Park, MI 48030, 16 total hours per month; 4 during securities trading hours, Non-Investment Related, More than 10% annual compensation, 4) Dutch Pink, LLC, Start Date: 6/13/2012, Nature: This LLC is used for music royalties and rights, Address: 303 Wordsworth Street Ferndale, MI 48220, Duties: Member/Owner, 0 total hours per month, Not Investment Related, 5) Dutch Pink Music Publishing, LLC, Start Date: 6/13/2012, Nature: This LLC is used for music royalties and rights, Address: 303 Wordsworth Street Ferndale, MI 48220, Duties: Member/Owner, 0 total hours per month, Not Investment Related, 6) Withagainst Music Publishing LLC, Start Date: 6/13/2012, Nature: This LLC is used for music royalties and rights, Address: 303 Wordsworth Street Ferndale, MI 48220, Duties: Member/Owner, 0 total hours per month, Not Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-03
  • S66 Uniform Combined State Law Examination
    2021-12-03

View on SEC IAPD

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