Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2005 | 01/2018 |
| Northwestern Mutual Investment Services, Llc | Boca Raton | FL | 04/2005 | 01/2018 |
| Northwestern Mutual Wealth Mangement Company | Milwaukee | WI | 06/2016 | 01/2018 |
| Massachusetts Mutual Life Insurance Company | Boca Raton | FL | 01/2018 | 10/2021 |
| Mml Investors Services, Llc | Boca Raton | FL | 01/2018 | 10/2021 |
| The Prudential Insurance Company Of America | Miami | FL | 10/2021 | 11/2024 |
| Pruco Securities, Llc | Miami | FL | 10/2021 | 11/2024 |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
1) 11/20/2024- Non-Variable Insurance Commission Trails; Financial Representative- Trails directly from insurance companies on cases written in the past- INV Related- At Miami, FL- Start date 01/03/2017- 0 HRS MTH- 0 HRS During Trading 2) 11/18/2024- Non-Variable Insurance; Health Insurance Sales- Health Insurance Sales- INV Related- At Miami, FL- Start date 02/01/2005- 5 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-03-13 |
| S65 | Uniform Investment Adviser Law Examination | 2018-09-13 |
Reach out to this advisor