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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-01-22 |
| MD | RA | APPROVED | 2025-09-04 |
| AZ | RA | APPROVED | 2025-02-26 |
| OH | RA | APPROVED | 2025-02-18 |
| FL | RA | APPROVED | 2025-02-13 |
| SD | RA | APPROVED | 2025-02-13 |
| AL | RA | APPROVED | 2025-02-12 |
| AR | RA | APPROVED | 2025-02-12 |
| CO | RA | APPROVED | 2025-02-12 |
| ID | RA | APPROVED | 2025-02-12 |
| IL | RA | APPROVED | 2025-02-12 |
| IN | RA | APPROVED | 2025-02-12 |
| IA | RA | APPROVED | 2025-02-12 |
| KS | RA | APPROVED | 2025-02-12 |
| KY | RA | APPROVED | 2025-02-12 |
| MI | RA | APPROVED | 2025-02-12 |
| MN | RA | APPROVED | 2025-02-12 |
| NE | RA | APPROVED | 2025-02-12 |
| OK | RA | APPROVED | 2025-02-12 |
| SC | RA | APPROVED | 2025-02-12 |
| TX | RA | APPROVED | 2025-02-12 |
| WA | RA | APPROVED | 2025-02-12 |
| WI | RA | APPROVED | 2025-02-12 |
| MO | RA | APPROVED | 2024-10-21 |
Branch Locations
1815 South Holland, Springfield, MO 65807 • United States
125 West Main, St Charles, IA 50240 • United States
13220 Metcalf Suite 360, Overland Park, KS 66213 • United States
950 Office Park Road Suite 328, West Des Moines, IA 50265 • United States
12312 Olive Boulevard Suite 265, St. Louis, MO 63141 • United States
12312 Olive Boulevard Suite 265, St. Louis, MO 63141 • United States
12312 Olive Boulevard Suite 265, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Financial Services | Cincinnati | OH | 12/2008 | 09/2018 |
| Ohio National Equities, Inc | Cincinnati | OH | 01/2009 | 09/2018 |
| Lincoln Financial Distributors | Radnor | PA | 10/2018 | 02/2023 |
| American General Life Insurance | Woodland Hills | CA | 03/2023 | 09/2024 |
| Aig Capital Services, Inc. | Woodland Hills | CA | 03/2023 | 09/2024 |
| Valic Financial Advisors, Inc. | Houston | TX | 09/2024 | Present |
| Agia | Houston | TX | 03/2023 | Present |
| Midwest Regional Bank | Sandoval | IL | 03/2021 | Present |
AGIA POSITION: agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA MIDWEST REGIONAL BANK POSITION: Board Member NATURE: This OBA has already been approved by Corebridge. The name of the bank changed earlier this year. My ownership in the bank is .0019%. I am one of 6 board members at Midwest Regional Bank. I own 1 share in the privately held bank. I have no intentions of ever buying more shares. This is a small bank. There are no financial advisors that are contracted from a broker/dealer OR work for the bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 302 N Main Street, Sandoval IL 62882, United States DESCRIPTION: My role at the bank is reviewing the existing policies and procedures at board meeting throughout the year in effort to keep in compliance with state and federal regulations. I have one vote on the board. I also vote on any new policies and procedures that another board member may introduce. I have never introduced a new policy for a vote. I do not have any check writing authority or any special authority beyond my one vote. In addition, I do not serve on any other sub board committees (no other committees exist).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-28 |
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