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Gregg M Cook

Ameriprise Financial Services, LLC

Cranston, RI

Johnston, RI

CRD 7394108

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-10
FL RA APPROVED 2024-05-28
RI RA APPROVED 2023-06-22
  • TX RA
    APPROVED
    Since 2024-07-10
  • FL RA
    APPROVED
    Since 2024-05-28
  • RI RA
    APPROVED
    Since 2023-06-22

Branch Locations

1000 Chapel View Blvd Ste 250, Cranston, RI 02920-3067 • United States

Johnston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Cranston RI 06/2021 Present
Doordash Johnston RI 08/2020 05/2021
Roccos Pub And Grub Smithfield RI 05/2019 07/2020
La Salle Academy High School Providence RI 08/2016 06/2020
  • 06/2021 → Present
    Ameriprise Financial Services, Llc
    Cranston, RI
  • 08/2020 → 05/2021
    Doordash
    Johnston, RI
  • 05/2019 → 07/2020
    Roccos Pub And Grub
    Smithfield, RI
  • 08/2016 → 06/2020
    La Salle Academy High School
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-20
  • S66 Uniform Combined State Law Examination
    2023-06-20
Other Names
  • Gregg Michael Cook
  • Gregg Cook
  • Gregg Michael Cook

View on SEC IAPD

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