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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-14
TX RA APPROVED_RES 2025-08-14
VT RA APPROVED 2025-08-14
NC RA APPROVED 2021-09-27
  • AL RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED_RES
    Since 2025-08-14
  • VT RA
    APPROVED
    Since 2025-08-14
  • NC RA
    APPROVED
    Since 2021-09-27

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 06/2021 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2021 Present
Unc Charlotte Charlotte NC 10/2018 10/2020
Aerie By American Eagle Charlotte NC 02/2018 09/2019
Usg Chicago IL 05/2019 07/2019
Full-Time Education (Unemployment) Oswego IL 01/2011 01/2018
Tiaa Charlotte NC 06/2020 08/2020
Grace Hill Charlotte NC 04/2020 Present
Uncc Charlotte NC 08/2017 12/2020
  • 06/2021 → Present
    Tiaa
    Charlotte, NC
  • 06/2021 → Present
    Charlotte, NC
  • 10/2018 → 10/2020
    Unc Charlotte
    Charlotte, NC
  • 02/2018 → 09/2019
    Aerie By American Eagle
    Charlotte, NC
  • 05/2019 → 07/2019
    Usg
    Chicago, IL
  • 01/2011 → 01/2018
    Full-Time Education (Unemployment)
    Oswego, IL
  • 06/2020 → 08/2020
    Tiaa
    Charlotte, NC
  • 04/2020 → Present
    Grace Hill
    Charlotte, NC
  • 08/2017 → 12/2020
    Uncc
    Charlotte, NC
Other Businesses

(1) PAWSITIVE STAYS POSITION: Owner NATURE: To provide pet sitting services to families including house visits and overnight stays INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: Home Address, Charlotte NC 28262, United States DESCRIPTION: Pet Sitting Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-27
  • S66 Uniform Combined State Law Examination
    2021-09-27
Other Names
  • Emily K Brandt

View on SEC IAPD

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