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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-05 |
| HI | RA | APPROVED | 2025-05-05 |
| ID | RA | APPROVED | 2025-05-05 |
| ME | RA | APPROVED | 2025-05-05 |
| NM | RA | APPROVED | 2025-05-05 |
| WA | RA | APPROVED | 2025-05-02 |
| TX | RA | APPROVED | 2023-11-27 |
| CA | RA | APPROVED | 2021-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crescent Park Capital | Palo Alto | CA | 05/2020 | 05/2021 |
| Houston Astros Organization | Houston | TX | 06/2019 | 07/2019 |
| Spring Branch Independent School District - Memorial High School | Houston | TX | 06/2016 | 06/2018 |
| Olin Business School At Washington University In St. Louis | St. Louis | MO | 07/2018 | 05/2020 |
| Osaic Wealth, Inc. | Monterey | CA | 06/2021 | Present |
1. ST. LOUIS ARCH ANGELS POSITION: Volunteer NATURE: Non-Profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/07/2019 ADDRESS: 6451 Clayton Rd, Apt 207, St. Louis MO 63117, United States DESCRIPTION: Review pitch decks for start ups to ensure that a certain checklist of materials is present on the pitch deck. That check list includes but is not limited to:name of the founderstype of businessgo to market planany IPregulatory hurdlescompany value (as determined by founders)My job is to ensure that the correct information is in the deck. I make no judgements on the information, nor advise anyone in regards to the information. The Chairman of the Board just wants to make sure that the pitch decks are complete when they get officially reviewed to expedite the process. 2. JOHN NOEL POSITION: Insurance Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/14/2022 ADDRESS: 5481 Dorothy Drive, San Diego CA 92115, United States DESCRIPTION: I received my Missouri Insurance license for accident, health, and life insurance. I have not used it yet but am declaring it in case I work with annuities in the future. 3. IDEATE MEDICAL POSITION: Consultant NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2022 ADDRESS: 2821 N Ballas Rd, Suite C-55, St. Louis MO 63131, United States DESCRIPTION: I will help them with general administrative tasks such as accounting and financial statement organization. 4. MISSION COAST FINANCIAL POSITION: Investment Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 36 START DATE: 06/01/2021 ADDRESS: 5481 Dorothy Drive, San Diego CA 92115, United States DESCRIPTION: Answer the phone and answer client questions Scheduling for the RIAs Processing paperwork Organizing long-term projects - beneficiary tracking, RMD tracking, bank account tracking 5. PARPLAN GOLF POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 220 Detering St, Houston, TX 77007 DESCRIPTION: Create golf practice plans and sell them online.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-08-30 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-12 |
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