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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-05
HI RA APPROVED 2025-05-05
ID RA APPROVED 2025-05-05
ME RA APPROVED 2025-05-05
NM RA APPROVED 2025-05-05
WA RA APPROVED 2025-05-02
TX RA APPROVED 2023-11-27
CA RA APPROVED 2021-09-01
  • FL RA
    APPROVED
    Since 2025-05-05
  • HI RA
    APPROVED
    Since 2025-05-05
  • ID RA
    APPROVED
    Since 2025-05-05
  • ME RA
    APPROVED
    Since 2025-05-05
  • NM RA
    APPROVED
    Since 2025-05-05
  • WA RA
    APPROVED
    Since 2025-05-02
  • TX RA
    APPROVED
    Since 2023-11-27
  • CA RA
    APPROVED
    Since 2021-09-01

Branch Locations

Houston, TX • United States

5481 Dorothy Dr, San Diego, CA 92115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crescent Park Capital Palo Alto CA 05/2020 05/2021
Houston Astros Organization Houston TX 06/2019 07/2019
Spring Branch Independent School District - Memorial High School Houston TX 06/2016 06/2018
Olin Business School At Washington University In St. Louis St. Louis MO 07/2018 05/2020
Osaic Wealth, Inc. Monterey CA 06/2021 Present
  • 05/2020 → 05/2021
    Crescent Park Capital
    Palo Alto, CA
  • 06/2019 → 07/2019
    Houston Astros Organization
    Houston, TX
  • 06/2016 → 06/2018
    Spring Branch Independent School District - Memorial High School
    Houston, TX
  • 07/2018 → 05/2020
    Olin Business School At Washington University In St. Louis
    St. Louis, MO
  • 06/2021 → Present
    Monterey, CA
Other Businesses

1. ST. LOUIS ARCH ANGELS POSITION: Volunteer NATURE: Non-Profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/07/2019 ADDRESS: 6451 Clayton Rd, Apt 207, St. Louis MO 63117, United States DESCRIPTION: Review pitch decks for start ups to ensure that a certain checklist of materials is present on the pitch deck. That check list includes but is not limited to:name of the founderstype of businessgo to market planany IPregulatory hurdlescompany value (as determined by founders)My job is to ensure that the correct information is in the deck. I make no judgements on the information, nor advise anyone in regards to the information. The Chairman of the Board just wants to make sure that the pitch decks are complete when they get officially reviewed to expedite the process. 2. JOHN NOEL POSITION: Insurance Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/14/2022 ADDRESS: 5481 Dorothy Drive, San Diego CA 92115, United States DESCRIPTION: I received my Missouri Insurance license for accident, health, and life insurance. I have not used it yet but am declaring it in case I work with annuities in the future. 3. IDEATE MEDICAL POSITION: Consultant NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2022 ADDRESS: 2821 N Ballas Rd, Suite C-55, St. Louis MO 63131, United States DESCRIPTION: I will help them with general administrative tasks such as accounting and financial statement organization. 4. MISSION COAST FINANCIAL POSITION: Investment Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 36 START DATE: 06/01/2021 ADDRESS: 5481 Dorothy Drive, San Diego CA 92115, United States DESCRIPTION: Answer the phone and answer client questions Scheduling for the RIAs Processing paperwork Organizing long-term projects - beneficiary tracking, RMD tracking, bank account tracking 5. PARPLAN GOLF POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 220 Detering St, Houston, TX 77007 DESCRIPTION: Create golf practice plans and sell them online.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-30
S65 Uniform Investment Adviser Law Examination 2021-03-12
  • S63 Uniform Securities Agent State Law Examination
    2021-08-30
  • S65 Uniform Investment Adviser Law Examination
    2021-03-12

View on SEC IAPD

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