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Prime Capital Financial CRD 288712
$39.1B regulatory AUM 1,816 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-08-25 |
| CO | RA | APPROVED | 2026-05-18 |
Branch Locations
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
8480 E Orchard Rd #6900, Greenwood Village, CO 80111 • United States
4801 Lang Avenue Suite #110, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisor Success Consulting | Denver | CO | 10/2025 | 05/2026 |
| Prime Capital Financial | Overland Park | KS | 05/2026 | Present |
| Oxford Wealth | Cedar Park | TX | 01/2010 | 09/2023 |
| Townsquare Capital | Provo | UT | 06/2021 | 06/2023 |
| Buck Wealth Strategies, Llc | Denver | CO | 09/2023 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-29 |
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