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Anthony J Ditta

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-07
CA RA APPROVED 2022-12-05
  • TX RA
    APPROVED
    Since 2022-12-07
  • CA RA
    APPROVED
    Since 2022-12-05

Branch Locations

50 W San Fernando St, San Jose, CA 95113 • United States

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc San Jose CA 01/2022 09/2022
In N Out Burger Morgan Hill CA 12/2014 09/2022
The Prudential Insurance Company Of America San Jose CA 06/2022 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 10/2022 Present
San Jose State University San Jose CA 08/2019 05/2021
De Anza Community College Cupertino CA 09/2016 06/2019
Bank Of America, N.A. San Jose CA 12/2022 Present
  • 01/2022 → 09/2022
    Pruco Securities Llc
    San Jose, CA
  • 12/2014 → 09/2022
    In N Out Burger
    Morgan Hill, CA
  • 06/2022 → 09/2022
    The Prudential Insurance Company Of America
    San Jose, CA
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 08/2019 → 05/2021
    San Jose State University
    San Jose, CA
  • 09/2016 → 06/2019
    De Anza Community College
    Cupertino, CA
  • 12/2022 → Present
    Bank Of America, N.A.
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
  • S66 Uniform Combined State Law Examination
    2022-04-08
Other Names
  • Anthony Joseph Ditta

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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