Matthew Miller

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-07

NY RA
APPROVED

Since 2022-11-07

Branch Locations

1950 Empire Blvd., Webster, NY 14580 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rochester Institute Of Technology	Rochester	NY	08/2018	05/2022
Mercedes Benz Of Rochester / West Herr Automotive Group	Rochester	NY	09/2020	05/2021
Unemployed	Rochester	NY	09/2012	07/2018
Rochester Institute Of Technology	Rochester	NY	12/2019	04/2020
Park Avenue Securities Llc	Pittsford	NY	02/2022	09/2022
Alliance Advisory Group	Buffalo	NY	06/2021	09/2022
Tap & Shake	Rochester	NY	08/2022	05/2023
George W Long Inc. / Seabreeze Amusement Park	Rochester	NY	07/2015	09/2021
Lakeview Vallet Llc	Canandaigua	NY	09/2019	09/2019
Jp Morgan Chase Bank, N.A.	Rochester	NY	10/2022	Present
Jp Morgan Securities, Llc	Rochester	NY	10/2022	Present
Vector Marketing	Rochester	NY	05/2020	06/2021
Guardian Life Insurance Company	Rochester	NY	07/2021	09/2022
Companion Care Of Rochester	Rochester	NY	09/2024	Present

08/2018 → 05/2022

Rochester Institute Of Technology

Rochester, NY
09/2020 → 05/2021

Mercedes Benz Of Rochester / West Herr Automotive Group

Rochester, NY
09/2012 → 07/2018

Unemployed

Rochester, NY
12/2019 → 04/2020

Rochester Institute Of Technology

Rochester, NY
02/2022 → 09/2022

Park Avenue Securities Llc

Pittsford, NY
06/2021 → 09/2022

Alliance Advisory Group

Buffalo, NY
08/2022 → 05/2023

Tap & Shake

Rochester, NY
07/2015 → 09/2021

George W Long Inc. / Seabreeze Amusement Park

Rochester, NY
09/2019 → 09/2019

Lakeview Vallet Llc

Canandaigua, NY
10/2022 → Present

Jp Morgan Chase Bank, N.A.

Rochester, NY
10/2022 → Present

Jp Morgan Securities, Llc

Rochester, NY
05/2020 → 06/2021

Vector Marketing

Rochester, NY
07/2021 → 09/2022

Guardian Life Insurance Company

Rochester, NY
09/2024 → Present

Companion Care Of Rochester

Rochester, NY

Previous Registrations

2022-07-06 → 2022-09-21

Park Avenue Securities Llc

Pittsford, NY

Other Businesses

Entity Name: Companion Care of Rochester Investment related: No "Address: 70 Carlson Rd Rochester, NY 14610 ccorhome.com" Nature of the other business: Assisted living Position/Title/Relationship: Employee/Contractor Start Date: 09/17/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Providing basic home care services for my grandmother. Not related to JPMC in any way.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-30

S66 Uniform Combined State Law Examination

2022-06-30

Other Names

Matthew Alan Miller
Matthew Miller
Matthew A Miller

View on SEC IAPD