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Jianmin Qi

Transamerica Financial Advisors, LLC

Dallas, TX

CRD 7393666

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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-04
  • TX RA
    APPROVED
    Since 2021-10-04

Branch Locations

13111 N. Central Expwy Suite 2500-Dt, Dallas, TX 75243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Dallas TX 06/2021 Present
World Financial Group, Inc. Dallas TX 01/2021 Present
Lucent Technologies China Co Ltd Beijing 07/1998 11/2018
Unemployed Plano TX 11/2018 10/2020
Health Reform Team Ft Worth TX 10/2020 06/2026
Innovation Partners Llc Charlotte NC 08/2026 Present
Acuity Insurance Services Dallas TX 06/2026 Present
  • 06/2021 → Present
    Transamerica Financial Advisors, Inc
    Dallas, TX
  • 01/2021 → Present
    World Financial Group, Inc.
    Dallas, TX
  • 07/1998 → 11/2018
    Lucent Technologies China Co Ltd
    Beijing
  • 11/2018 → 10/2020
    Unemployed
    Plano, TX
  • 10/2020 → 06/2026
    Health Reform Team
    Ft Worth, TX
  • 08/2026 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 06/2026 → Present
    Acuity Insurance Services
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-02
S63 Uniform Securities Agent State Law Examination 2021-08-05
  • S65 Uniform Investment Adviser Law Examination
    2021-10-02
  • S63 Uniform Securities Agent State Law Examination
    2021-08-05

View on SEC IAPD

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