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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-10
NY RA APPROVED 2023-01-10
  • TX RA
    APPROVED_RES
    Since 2025-01-10
  • NY RA
    APPROVED
    Since 2023-01-10

Branch Locations

2416 Queens Plz S, Long Island City, NY 11101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E Capital Funding Brooklyn NY 06/2019 06/2021
Unemployed New York NY 03/2019 05/2019
One Man Health Solutions Guangzhou 01/2018 02/2019
Cisv China Guangzhou 01/2017 02/2019
California Rolls Restaurant Myrtle Beach SC 07/2016 12/2016
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2021 12/2022
Northwestern Mutual Investment Services Llc New York NY 06/2021 12/2022
J.P. Morgan Securities Llc Long Island NY 01/2023 Present
Jpmorgan Chase Bank, N.A. Long Island NY 01/2023 Present
  • 06/2019 → 06/2021
    E Capital Funding
    Brooklyn, NY
  • 03/2019 → 05/2019
    Unemployed
    New York, NY
  • 01/2018 → 02/2019
    One Man Health Solutions
    Guangzhou
  • 01/2017 → 02/2019
    Cisv China
    Guangzhou
  • 07/2016 → 12/2016
    California Rolls Restaurant
    Myrtle Beach, SC
  • 07/2021 → 12/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2021 → 12/2022
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 01/2023 → Present
    Long Island, NY
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Long Island, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-16
S63 Uniform Securities Agent State Law Examination 2022-02-15
  • S65 Uniform Investment Adviser Law Examination
    2022-08-16
  • S63 Uniform Securities Agent State Law Examination
    2022-02-15
Other Names
  • Edward Choi
  • Cho Wing Choi
  • Chowing Choi
  • Edward Chowing Choi

View on SEC IAPD

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