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Caroline C Hancock

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-15
AL RA APPROVED 2022-12-09
  • TX RA
    APPROVED
    Since 2023-01-15
  • AL RA
    APPROVED
    Since 2022-12-09

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Birmingham AL 06/2021 Present
Autotec Birmingham AL 01/2020 05/2021
Strong Automotive Merchandising Mountain Brook AL 05/2021 06/2021
Galloway, Scott, & Hancock Birmingham AL 09/2019 12/2019
Unemployed Mountain Brook AL 05/2019 08/2019
Birmingham Southern College Birmingham AL 08/2015 05/2019
Dyron's Lowcountry Mountain Brook AL 06/2018 12/2018
Brasfield And Gorrie Birmingham AL 08/2018 12/2018
National Alliance To End Homelessness Washington Dc DC 05/2017 08/2017
Lush Birmingham AL 10/2016 04/2017
  • 06/2021 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
  • 01/2020 → 05/2021
    Autotec
    Birmingham, AL
  • 05/2021 → 06/2021
    Strong Automotive Merchandising
    Mountain Brook, AL
  • 09/2019 → 12/2019
    Galloway, Scott, & Hancock
    Birmingham, AL
  • 05/2019 → 08/2019
    Unemployed
    Mountain Brook, AL
  • 08/2015 → 05/2019
    Birmingham Southern College
    Birmingham, AL
  • 06/2018 → 12/2018
    Dyron's Lowcountry
    Mountain Brook, AL
  • 08/2018 → 12/2018
    Brasfield And Gorrie
    Birmingham, AL
  • 05/2017 → 08/2017
    National Alliance To End Homelessness
    Washington Dc, DC
  • 10/2016 → 04/2017
    Lush
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-09
  • S66 Uniform Combined State Law Examination
    2022-12-09
Other Names
  • Carter Hancock

View on SEC IAPD

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