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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-21 |
Branch Locations
Pound Ridge, NY • United States
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman | Manhattan | NY | 06/2021 | 08/2021 |
| Barings | Manhattan | NY | 06/2022 | 08/2022 |
| Georgetown University | Washington D.C. | DC | 08/2019 | 05/2023 |
| Morgan Stanley | Washington D.C. | NY | 02/2023 | 04/2023 |
| Ubs Securities Llc | Manhattan | NY | 06/2023 | 11/2023 |
| Hackley School | Tarrytown | NY | 09/2012 | 06/2019 |
| Neuberger Berman | New York | NY | 06/2024 | Present |
| Unemployed | Pound Ridge | NY | 12/2023 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-18 |
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