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Luke George Sulam

Neuberger Berman Bd LLC

Pound Ridge, NY

New York, NY

CRD 7393412

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-21
  • NY RA
    APPROVED
    Since 2025-07-21

Branch Locations

Pound Ridge, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Manhattan NY 06/2021 08/2021
Barings Manhattan NY 06/2022 08/2022
Georgetown University Washington D.C. DC 08/2019 05/2023
Morgan Stanley Washington D.C. NY 02/2023 04/2023
Ubs Securities Llc Manhattan NY 06/2023 11/2023
Hackley School Tarrytown NY 09/2012 06/2019
Neuberger Berman New York NY 06/2024 Present
Unemployed Pound Ridge NY 12/2023 05/2024
  • 06/2021 → 08/2021
    Neuberger Berman
    Manhattan, NY
  • 06/2022 → 08/2022
    Barings
    Manhattan, NY
  • 08/2019 → 05/2023
    Georgetown University
    Washington D.C., DC
  • 02/2023 → 04/2023
    Morgan Stanley
    Washington D.C., NY
  • 06/2023 → 11/2023
    Ubs Securities Llc
    Manhattan, NY
  • 09/2012 → 06/2019
    Hackley School
    Tarrytown, NY
  • 06/2024 → Present
    Neuberger Berman
    New York, NY
  • 12/2023 → 05/2024
    Unemployed
    Pound Ridge, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-22
S63 Uniform Securities Agent State Law Examination 2023-08-18
  • S65 Uniform Investment Adviser Law Examination
    2025-05-22
  • S63 Uniform Securities Agent State Law Examination
    2023-08-18
Other Names
  • Luke George Sulam
  • Luke G Sulam

View on SEC IAPD

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