Steven K. Williams

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 10/2023
  Valic Financial Advisors
  Houston, TX
• 01/2015 → 04/2021
  At&T
  Houston, TX
• 06/2021 → 10/2023
  Agia/Valic
  Houston, TX
• 11/2023 → 03/2025
  First Command
  Fort Worth, TX
• 10/2023 → 03/2025
  First Command Brokerage Services, Inc.
  Fort Worth, TX
• 11/2023 → 03/2025
  First Command Advisory Services
  Fort Worth, TX
• 03/2025 → Present
  J.P. Morgan Securities Llc
  Sugar Land, TX
• 03/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Sugar Land, TX
• 04/2020 → Present
  Williams Way Realty Llc
  Houston, TX
• 06/2021 → 10/2023
  Valic Financial Advisors, Inc.
  Houston, TX

Previous Registrations

• 2023-12-22 → 2025-04-15
  First Command Advisory Services
  Fort Worth, TX
  Houston, TX
  Houston, TX
• 2021-12-14 → 2023-11-15
  Valic Financial Advisors, Inc.
  Houston, TX
  Houston, TX

Other Businesses

Entity Name: Williams Way Realty, LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real estate company, single family home rental. Co-Owner with spouse. No day to day activates. My spouse runs the company in full.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-13

Other Names

• Steven K Williams
• Steven K Williams
• Steven Williams