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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-26
  • NC RA
    APPROVED
    Since 2024-04-26

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 04/2022 08/2022
Dick Broadcasting Company Greensboro NC 02/2020 Present
Townsquare Interactive Charlotte NC 09/2021 12/2021
Thrivent Financial Greensboro NC 06/2021 09/2021
Truist Financial Greensboro NC 11/2020 05/2021
Advantage Solutions Greensboro NC 10/2020 11/2020
Acosta Sales & Marketing Thomasville NC 02/2018 09/2020
Vitacost Lexington NC 07/2017 02/2018
Radioshack Greensboro NC 05/2013 05/2017
Wells Fargo Advisors Charlotte NC 08/2022 03/2023
Equitable Advisors Charlotte NC 03/2023 04/2023
Dxc Technology Charlotte NC 05/2023 07/2023
Radio One Charlotte NC 10/2023 Present
Ubs Financial Services, Inc Charlotte NC 01/2024 04/2024
The Vanguard Group, Inc. Charlotte NC 10/2023 12/2023
First Citizens Investor Services Raleigh NC 04/2024 Present
  • 04/2022 → 08/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2020 → Present
    Dick Broadcasting Company
    Greensboro, NC
  • 09/2021 → 12/2021
    Townsquare Interactive
    Charlotte, NC
  • 06/2021 → 09/2021
    Thrivent Financial
    Greensboro, NC
  • 11/2020 → 05/2021
    Truist Financial
    Greensboro, NC
  • 10/2020 → 11/2020
    Advantage Solutions
    Greensboro, NC
  • 02/2018 → 09/2020
    Acosta Sales & Marketing
    Thomasville, NC
  • 07/2017 → 02/2018
    Vitacost
    Lexington, NC
  • 05/2013 → 05/2017
    Radioshack
    Greensboro, NC
  • 08/2022 → 03/2023
    Wells Fargo Advisors
    Charlotte, NC
  • 03/2023 → 04/2023
    Equitable Advisors
    Charlotte, NC
  • 05/2023 → 07/2023
    Dxc Technology
    Charlotte, NC
  • 10/2023 → Present
    Radio One
    Charlotte, NC
  • 01/2024 → 04/2024
    Charlotte, NC
  • 10/2023 → 12/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 04/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: DICK BROADCASTING COMPANY NON-INVESTMENT ADDRESS (City/State): GREENSBORO, NC NATURE OF BUSINESS: RADIO BROADCASTING POSITION: PROMOTIONS ASSISTANT START DATE : 02/2020 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: PROMOTIONS AND TECHNICAL OPERATIONS NAME OF BUSINESS: RADIO-ONE NON-INVESTMENT ADDRESS (City/State): CHARLOTTE, NC NATURE OF BUSINESS: RADIO BROADCASTING POSITION: PROMOTIONS ASSISTANT START DATE : 10/2023 APPROXIMATE HOURS PER MONTH: 20 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: PROMOTIONS AND TECHNICAL OPERATIONS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-14
S63 Uniform Securities Agent State Law Examination 2022-05-16
  • S66 Uniform Combined State Law Examination
    2023-08-14
  • S63 Uniform Securities Agent State Law Examination
    2022-05-16
Other Names
  • Marcus Terrell Richbourg
  • Marcus Richbourg

View on SEC IAPD

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