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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-19 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carroll Financial Associates Inc | Charlotte | NC | 06/2021 | 11/2021 |
| Cetera Advisor Networks | El Segundo | CA | 06/2021 | 08/2021 |
| The Ability Experience | Charlotte | NC | 11/2016 | 05/2021 |
| Pi Kappi Phi | Charlotte | NC | 09/2014 | 10/2016 |
| Quail Hollow Club | Charlotte | NC | 05/2012 | 01/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2021 | 11/2021 |
| Lpl Financial Llc | Charlotte | NC | 10/2021 | 06/2025 |
| Wealth Enhancement Advisory Services Llc | Charlotte | NC | 11/2021 | Present |
| Wealth Enhacement Group | Charlotte | NC | 11/2021 | Present |
| Wealth Enhancement Brokerage Services | Charlotte | NC | 11/2021 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - REGISTERED ADMIN. - Start Date: 11/15/2021 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Wealth Enhancement Advisory Services, LLC., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-12 |
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