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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-12-07 |
| NC | RA | APPROVED | 2022-09-20 |
| TX | RA | APPROVED | 2022-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | Present |
| Unemployed | Ada | MI | 05/2021 | 06/2021 |
| Davidson College | Davidson | NC | 08/2017 | 05/2021 |
| The Hurt Hub @ Davidson | Davidson | NC | 11/2018 | 05/2021 |
| Tobin & Company Investment Banking Group Llc | Charlotte | NC | 11/2020 | 03/2021 |
| Brt Transport | Indianapolis | IN | 05/2020 | 11/2020 |
| Trillium Ventures Msv | Grand Rapids | MI | 03/2020 | 05/2020 |
| Associated Builders And Contractors Of Michigan | Lansing | MI | 05/2019 | 08/2019 |
| Spartannash | Byron Center | MI | 06/2018 | 08/2018 |
| Trillium Ventures Msv | Grand Rapids | MI | 05/2017 | 08/2017 |
| Grand Rapids Catholic Central | Grand Rapids | MI | 08/2013 | 05/2017 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-18 |
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