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Kendall Nicole Wilson

Ubs Financial Services Inc.

Charlotte, NC

CRD 7393014

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-29
CA RA APPROVED 2023-01-17
  • NC RA
    APPROVED
    Since 2024-08-29
  • CA RA
    APPROVED
    Since 2023-01-17

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Los Gatos CA 06/2021 Present
Wells Fargo Santa Clara CA 03/2022 06/2022
South Street Brewery Charlottesville VA 03/2017 06/2021
Yardhouse Virginia Beach VA 06/2015 02/2017
  • 06/2021 → Present
    Ubs Financial Services
    Los Gatos, CA
  • 03/2022 → 06/2022
    Wells Fargo
    Santa Clara, CA
  • 03/2017 → 06/2021
    South Street Brewery
    Charlottesville, VA
  • 06/2015 → 02/2017
    Yardhouse
    Virginia Beach, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-09
  • S66 Uniform Combined State Law Examination
    2022-12-09

View on SEC IAPD

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