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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-11-08
  • MI RA
    APPROVED
    Since 2021-11-08

Branch Locations

8285 South Saginaw Street Suite 9, Grand Blanc, MI 48439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buffalo Wild Wings Fenton MI 07/2018 09/2020
Farm Bureau Insurance Grand Rapids MI 09/2020 03/2021
Full Time Student Flint MI 06/2016 Present
Unemployed Fenton MI 06/2011 07/2018
Unemployed Fenton MI 03/2021 06/2021
Raymond James Financial Services, Inc. Grand Blanc MI 06/2021 Present
Raymond James Financial Services Advisors, Inc. Grand Blanc MI 11/2021 Present
  • 07/2018 → 09/2020
    Buffalo Wild Wings
    Fenton, MI
  • 09/2020 → 03/2021
    Farm Bureau Insurance
    Grand Rapids, MI
  • 06/2016 → Present
    Full Time Student
    Flint, MI
  • 06/2011 → 07/2018
    Unemployed
    Fenton, MI
  • 03/2021 → 06/2021
    Unemployed
    Fenton, MI
  • 06/2021 → Present
    Raymond James Financial Services, Inc.
    Grand Blanc, MI
  • 11/2021 → Present
    Grand Blanc, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2021-11-05

View on SEC IAPD

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