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Thomas Kalbaugh

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-03
SC RA APPROVED 2025-11-03
  • NC RA
    APPROVED
    Since 2025-11-03
  • SC RA
    APPROVED
    Since 2025-11-03

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Mill SC 06/2021 08/2021
Cape Fear Collision Wilmington NC 08/2020 05/2021
Abide Window Services Charlotte NC 06/2019 08/2019
Swim Club Management Group Charlotte NC 05/2018 08/2018
Lpl Financial Llc Fort Mill SC 06/2022 Present
University Of North Carolina Wilmington Wilmington NC 08/2018 05/2022
Charlotte Catholic High School Charlotte NC 06/2014 06/2018
  • 06/2021 → 08/2021
    Lpl Financial
    Fort Mill, SC
  • 08/2020 → 05/2021
    Cape Fear Collision
    Wilmington, NC
  • 06/2019 → 08/2019
    Abide Window Services
    Charlotte, NC
  • 05/2018 → 08/2018
    Swim Club Management Group
    Charlotte, NC
  • 06/2022 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 08/2018 → 05/2022
    University Of North Carolina Wilmington
    Wilmington, NC
  • 06/2014 → 06/2018
    Charlotte Catholic High School
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-03
  • S66 Uniform Combined State Law Examination
    2025-11-03

View on SEC IAPD

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INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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