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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Oconomowoc | WI | 06/2022 | 08/2023 |
| The Club At Lac La Belle | Oconomowoc | WI | 07/2020 | 09/2020 |
| Walmart | Oshkosh | WI | 03/2021 | 05/2021 |
| La Belle Golf Club | Oconomowoc | WI | 05/2016 | 09/2018 |
| Rogers Behavioral Health | Oconomowoc | WI | 06/2018 | 12/2020 |
| Oconomowoc High School | Oconomowoc | WI | 09/2014 | 06/2018 |
| University Of Wisconsin Oshkosh | Oshkosh | WI | 09/2018 | 05/2023 |
| Ameriprise Financial Services, Llc | Oconomowoc | WI | 06/2023 | 04/2024 |
| Ameriprise Financial Services, Llc | Oconomowoc | WI | 06/2021 | 08/2021 |
| Unemployed | Oconomowoc | WI | 04/2024 | 06/2024 |
| Principal Life Insurance Company | Oconomowoc | WI | 06/2024 | 01/2025 |
| Principal Securities, Inc. | Oconomowoc | WI | 06/2024 | 01/2025 |
| Osaic Wealth | Pewaukee | WI | 02/2025 | 08/2026 |
| Lpl Financial, Llc | Madison | WI | 08/2026 | Present |
1. 08/2026 - Shepherd Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 220 Hour(s)/Month – 130 Hour(s) During Trading – Brookfield, WI, 53005 – OBA Start Date: 8/7/2026 2. 08/2026 - Howard Riemann - Non-Variable Insurance - Inv Related – 20 Hour(s)/Month – 20 Hour(s) During Trading – Brookfield, WI, 53005 – OBA Start Date: 08/03/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-19 |
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