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Howard Arthur Riemann

LPl Financial LLC

Madison, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-17
  • WI RA
    APPROVED
    Since 2026-08-17

Branch Locations

2909 Landmark Pl Ste 110, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Oconomowoc WI 06/2022 08/2023
The Club At Lac La Belle Oconomowoc WI 07/2020 09/2020
Walmart Oshkosh WI 03/2021 05/2021
La Belle Golf Club Oconomowoc WI 05/2016 09/2018
Rogers Behavioral Health Oconomowoc WI 06/2018 12/2020
Oconomowoc High School Oconomowoc WI 09/2014 06/2018
University Of Wisconsin Oshkosh Oshkosh WI 09/2018 05/2023
Ameriprise Financial Services, Llc Oconomowoc WI 06/2023 04/2024
Ameriprise Financial Services, Llc Oconomowoc WI 06/2021 08/2021
Unemployed Oconomowoc WI 04/2024 06/2024
Principal Life Insurance Company Oconomowoc WI 06/2024 01/2025
Principal Securities, Inc. Oconomowoc WI 06/2024 01/2025
Osaic Wealth Pewaukee WI 02/2025 08/2026
Lpl Financial, Llc Madison WI 08/2026 Present
  • 06/2022 → 08/2023
    Ameriprise Financial Services, Llc
    Oconomowoc, WI
  • 07/2020 → 09/2020
    The Club At Lac La Belle
    Oconomowoc, WI
  • 03/2021 → 05/2021
    Walmart
    Oshkosh, WI
  • 05/2016 → 09/2018
    La Belle Golf Club
    Oconomowoc, WI
  • 06/2018 → 12/2020
    Rogers Behavioral Health
    Oconomowoc, WI
  • 09/2014 → 06/2018
    Oconomowoc High School
    Oconomowoc, WI
  • 09/2018 → 05/2023
    University Of Wisconsin Oshkosh
    Oshkosh, WI
  • 06/2023 → 04/2024
    Ameriprise Financial Services, Llc
    Oconomowoc, WI
  • 06/2021 → 08/2021
    Ameriprise Financial Services, Llc
    Oconomowoc, WI
  • 04/2024 → 06/2024
    Unemployed
    Oconomowoc, WI
  • 06/2024 → 01/2025
    Principal Life Insurance Company
    Oconomowoc, WI
  • 06/2024 → 01/2025
    Oconomowoc, WI
  • 02/2025 → 08/2026
    Osaic Wealth
    Pewaukee, WI
  • 08/2026 → Present
    Madison , WI
Previous Registrations
Other Businesses

1. 08/2026 - Shepherd Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 220 Hour(s)/Month – 130 Hour(s) During Trading – Brookfield, WI, 53005 – OBA Start Date: 8/7/2026 2. 08/2026 - Howard Riemann - Non-Variable Insurance - Inv Related – 20 Hour(s)/Month – 20 Hour(s) During Trading – Brookfield, WI, 53005 – OBA Start Date: 08/03/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-11
S63 Uniform Securities Agent State Law Examination 2024-11-19
  • S65 Uniform Investment Adviser Law Examination
    2024-12-11
  • S63 Uniform Securities Agent State Law Examination
    2024-11-19
Other Names
  • Howie Arthur Riemann

View on SEC IAPD

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