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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-10 |
| CA | RA | APPROVED | 2022-09-27 |
Branch Locations
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
1850 Mt Diablo Boulevard - Suite 300, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Walnut Creek | CA | 01/2019 | Present |
| Rwm Home Loans | Walnut Creek | CA | 06/2018 | 01/2019 |
| Security National Mortgage | San Ramon | CA | 01/2018 | 06/2018 |
| Primary Residential Mortgage | Walnut Creek | CA | 06/2017 | 01/2018 |
| Amres Mortgage | Walnut Creek | CA | 01/2017 | 06/2017 |
| Unemployed | Concord | CA | 11/2016 | 01/2017 |
| Wells Fargo Bank | San Francisco | CA | 05/2014 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-26 |
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